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Latest Banking/Financial Services News
News releases related to the Banking/Financial Services industry.
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Anchor and Spyder Vapes Enter into Amalgamation AgreementCalgary, Alberta--(Newsfile Corp. - March 21, 2019) - Anchor Capital Corporation (TSXV: ANC.H) ("Anchor" or the "Corporation"), a capital pool company listed on the NEX board (the "NEX") of the TSX Venture Exchange (the "Exchange"), and Spyder Vapes Inc. ("Spyder Vapes") are pleased to announce that, further to the Corporation's ...
Banking/Financial Services
2019-03-21 3:37 PM ET | Anchor Capital Corporation -
David J. Wilson Announces Filing of Early Warning Report in Respect of Canadian Premium Sand Inc.
Calgary, Alberta--(Newsfile Corp. - March 21, 2019) - David J. Wilson (the "acquiror") announces that he has filed an early warning report ("Report") in respect of his ownership of securities of Canadian Premium Sand Inc. ("CPS"). On August 2, 2018, joint actors of the acquiror acquired 17,000,000 common shares ...
Banking/Financial Services
2019-03-21 2:24 PM ET | David J. Wilson -
SEC Proposes Offering Reforms for Business Development Companies and Registered Closed-End FundsWashington, D.C.--(Newsfile Corp. - March 20, 2019) - The Securities and Exchange Commission today voted to propose rule amendments to implement certain provisions of the Small Business Credit Availability Act and the Economic Growth, Regulatory Relief, and Consumer Protection Act. The proposal would improve access to capital and facilitate investor communications by ...
Banking/Financial Services
2019-03-20 7:27 PM ET | Newsfile SEC Press Digest -
SEC Adopts Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure
Washington, D.C.--(Newsfile Corp. - March 20, 2019) - The Securities and Exchange Commission today voted to adopt amendments to modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies. These amendments are expected to benefit investors by eliminating outdated and unnecessary disclosure and making it easier for them ...
Banking/Financial Services
2019-03-20 7:26 PM ET | Newsfile SEC Press Digest -
Coverage Initiated for Signature Devices, Inc. via Stock Alert MediaEdmonton, Alberta--(Newsfile Corp. - March 20, 2019) - Stock Alert Media is proud to announce it has initiated coverage of Signature Devices. Signature Devices, Inc. (OTC Pink: SDVI), a company dedicated to the Internet of Things designing devices, developing devices and cloud infrastructure software for devices. Wyoming-based Signature Devices ...
Banking/Financial Services
2019-03-20 11:18 AM ET | Big Reach Media, Inc -
RETRANSMISSION: Global Gaming's X2 Games Announces the Launch of Pre-Orders for its Cutting-Edge Amazon Alexa Powered Board Game St. NoireVancouver, British Columbia--(Newsfile Corp. - March 19, 2019) - GLOBAL GAMING TECHNOLOGIES CORP. (CSE: GGAM.U) (FSE: BWSP) (OTC: BLKCF) ("Global Gaming", or the "Company") is pleased to announce that customers can now pre-order X2 Games Corp. ("X2 Games") game title St. Noire, the first Amazon Alexa powered board game, starting ...
Banking/Financial Services, Blockchain
2019-03-19 9:00 AM ET | Global Gaming Technologies Corp. -
Global Gaming's X2 Games Announces the Launch of Pre-Orders for its Cutting-Edge Amazon Alexa Powered Board Game St. Noire
Vancouver, British Columbia--(Newsfile Corp. - March 19, 2019) - GLOBAL GAMING TECHNOLOGIES CORP. (CSE: GGAM.U) (FSE: BWSP) (OTC: BLKCF) ("Global Gaming", or the "Company") is pleased to announce that customers can now pre-order X2 Games Corp. ("X2 Games") game title St. Noire, the first Amazon Alexa powered board game, starting ...
Banking/Financial Services, Blockchain
2019-03-19 12:01 AM ET | Global Gaming Technologies Corp. -
Global Gaming Secures USD $5.6M Financing from Alpha Blue Ocean
Vancouver, British Columbia--(Newsfile Corp. - March 18, 2019) - GLOBAL GAMING TECHNOLOGIES CORP. (CSE: BLOC.U) (FSE: BWSP) (OTC Pink: BLKCF) ("GGAM", or the "Company") is pleased to announce that it has entered into an agreement (the "Agreement") to obtain funds in order to help finance its game development pipeline.This ...
Banking/Financial Services, Blockchain
2019-03-18 9:20 PM ET | Global Gaming Technologies Corp. -
Justin C. Jeffries Named Associate Regional Director for Enforcement in Atlanta Office
Washington, D.C.--(Newsfile Corp. - March 18, 2019) - The Securities and Exchange Commission today announced that Justin C. Jeffries has been named the Associate Regional Director for enforcement in the Atlanta Regional Office. Mr. Jeffries succeeds Aaron Lipson, who left the agency in December 2018. In his new role, Mr. ...
Banking/Financial Services
2019-03-18 7:31 PM ET | Newsfile SEC Press Digest -
Eric Sprott Announces Holdings in Bonterra Resources Inc.
Toronto, Ontario--(Newsfile Corp. - March 18, 2019) - Eric Sprott announces that he beneficially owns and controls, directly and indirectly 5,189,467 common shares (shares) and 3,128,500 share purchase warrants (warrants) of Bonterra Resources Inc., representing approximately 8.1% of the outstanding shares on a non-diluted basis and approximately 8.8% on a ...
Banking/Financial Services
2019-03-18 5:15 PM ET | Eric Sprott -
Wade Dawe Early Warning Report
Halifax, Nova Scotia--(Newsfile Corp. - March 18, 2019) - March 18, 2019 - Mr. Wade Dawe, of Halifax NS, announces the acquisition of common shares of Torrent Capital Ltd. (TSXV: TORR) ("Torrent"). On March 15, 2019, Brigus Capital Inc., a company owned by Mr. Dawe, acquired 18,500 common ...
Banking/Financial Services
2019-03-18 3:30 PM ET | Torrent Capital Ltd. -
SEC Charges Registered Investment Adviser and Former Chief Operating Officer With Defrauding Client
Washington, D.C.--(Newsfile Corp. - March 15, 2019) - The Securities and Exchange Commission today charged Talimco LLC, a registered investment adviser, and Grant Gardner Rogers, the former chief operating officer of the firm, with manipulating the auction of a commercial real estate asset on behalf of one client for the ...
Banking/Financial Services
2019-03-15 4:46 PM ET | Newsfile SEC Press Digest -
SEC Staff to Hold Fintech Forum to Discuss Distributed Ledger Technology and Digital Assets
Washington, D.C.--(Newsfile Corp. - March 15, 2019) - The Securities and Exchange Commission today announced that its staff will host a public forum focusing on distributed ledger technology (DLT) and digital assets on May 31, 2019. The forum is being organized by the agency’s Strategic Hub for Innovation and Financial Technology ...
Banking/Financial Services
2019-03-15 11:23 AM ET | Newsfile SEC Press Digest -
Global Gaming's X2 Games to Share a Booth with Amazon at the Game Developers Conference and South by Southwest 2019
Vancouver, British Columbia--(Newsfile Corp. - March 15, 2019) - GLOBAL GAMING TECHNOLOGIES CORP. (CSE: BLOC.U) (FSE: BWSP) (OTC Pink: BLKCF) ("BLOC", or the "Company") announces that its wholly owned subsidiary X2 Games Corp. ("X2 Games") will be attending the 2019 Game Developers Conference ("GDC") between March 18 - 22 at ...
Banking/Financial Services, Blockchain
2019-03-15 9:00 AM ET | Global Gaming Technologies Corp. -
SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud
Washington, D.C.--(Newsfile Corp. - March 15, 2019) - The Securities and Exchange Commission today charged Volkswagen AG, two of its subsidiaries, and its former CEO, Martin Winterkorn, for defrauding U.S. investors, raising billions of dollars through the corporate bond and fixed income markets while making a series of deceptive claims ...
Banking/Financial Services
2019-03-15 6:58 AM ET | Newsfile SEC Press Digest -
Jason J. Burt Named Associate Regional Director for Enforcement in SEC's Denver Office
Washington, D.C.--(Newsfile Corp. - March 14, 2019) - The Securities and Exchange Commission today announced that Jason J. Burt has been named the Associate Regional Director for enforcement in the SEC's Denver Regional Office. Mr. Burt succeeds Kurt Gottschall, who became Regional Director of the SEC's Denver office in November 2018.Mr. Burt ...
Banking/Financial Services
2019-03-14 4:23 PM ET | Newsfile SEC Press Digest -
Wedbush Settles Failure to Supervise Charge
Washington, D.C.--(Newsfile Corp. - March 13, 2019) - The Securities and Exchange Commission announced today that Wedbush Securities Inc. will pay a $250,000 penalty and has agreed to be censured to settle its failure to supervise charge in a pending administrative proceeding. According to the SEC’s March 2018 order instituting ...
Banking/Financial Services
2019-03-13 4:44 PM ET | Newsfile SEC Press Digest -
Gunpowder Capital Corp., Invests $240,000.00 CDN into Franchise Holdings International Inc.Toronto, Ontario--(Newsfile Corp. - March 13, 2019) - Gunpowder Capital Corp., (CSE: GPC), (CSE: GPC.PR.A), (OTCQB: GNPWF), (FSE: YS6N), ("Gunpowder" or the "Corporation") announced today that it has invested Two Hundred and Forty Thousand Dollars ("$240,000.00") CDN into Franchise Holdings International Inc., (OTCQB: FNHI) ("FNHI"). The Corporation purchased ...
Banking/Financial Services, Investment Banking
2019-03-13 8:00 AM ET | Gunpowder Capital Corp. -
SEC Announces March 28 Meeting of Investor Advisory Committee
Washington, D.C.--(Newsfile Corp. - March 12, 2019) - The Securities and Exchange Commission today announced the agenda for the March 28 meeting of its Investor Advisory Committee. The meeting will begin at 9 a.m. ET in the Multipurpose Room at SEC headquarters at 100 F Street, N.E., Washington, D.C. and ...
Banking/Financial Services
2019-03-12 5:51 PM ET | Newsfile SEC Press Digest -
Fee Rate Advisory #2 for Fiscal Year 2019
Washington, D.C.--(Newsfile Corp. - March 12, 2019) - The Securities and Exchange Commission today announced that starting on April 16, 2019, the fee rates applicable to most securities transactions will be set at $20.70 per million dollars.Consequently, each SRO will continue to pay the Commission a rate of $13.00 ...
Banking/Financial Services
2019-03-12 5:36 PM ET | Newsfile SEC Press Digest -
Prime City One Capital Corp. Announces Retirement of President/CEO and Replacement
Toronto, Ontario--(Newsfile Corp. - March 12, 2019) - Prime City One Capital Corp. (TSXV: PMO.H) (the "Corporation" or "Prime City") announces that David Carbonaro has resigned his positions as President, Chief Executive Officer and a Director of the Corporation in order to retire. He is being replaced in ...
Banking/Financial Services
2019-03-12 1:37 PM ET | Prime City One Capital Corp. -
SEC Charges Lumber Liquidators With Fraud
Washington, D.C.--(Newsfile Corp. - March 12, 2019) - The Securities and Exchange Commission today announced charges against Lumber Liquidators Holdings Inc. for making fraudulent misstatements to investors. The charges stem from Lumber Liquidators’ false public statements in response to media allegations that the company was selling laminate flooring that contained ...
Banking/Financial Services
2019-03-12 12:12 PM ET | Newsfile SEC Press Digest -
Western Investment Company of Canada Announces Private Placement of Convertible Unsecured DebenturesHigh River, Alberta--(Newsfile Corp. - March 12, 2019) - The Western Investment Company of Canada Limited (TSXV: WI) ("WICC") announces today it has entered into an agreement for a brokered private placement led by AltaCorp Capital Inc. ("AltaCorp") as lead agent and sole bookrunner for the sale of subscription receipts ...
Banking/Financial Services
2019-03-12 8:30 AM ET | The Western Investment Company of Canada Ltd. -
Captiva Verde Enters into Negotiations to Acquire Licensed Applicant of Outdoor High Potency Organic Cannabis Production and Processing in CanadaCoquitlam, British Columbia--(Newsfile Corp. - March 11, 2019) - Captiva Verde Land Corp. (CSE: PWR) (the "Company"), is pleased to announce that negotiations have commenced to acquire Solargram Farms Corporation ("Solargram"), a Canadian controlled private corporation, having corporate offices in Moncton, NB. Captiva Verde is anticipating taking an ownership interest ...
Banking/Financial Services, Real Estate
2019-03-11 8:05 PM ET | Captiva Verde Land Corp -
SEC Share Class Initiative Returning More Than $125 Million to Investors
Washington, D.C.--(Newsfile Corp. - March 11, 2019) - The Securities and Exchange Commission today announced settled charges against 79 investment advisers who will return more than $125 million to clients, with a substantial majority of the funds going to retail investors. The actions stem from the SEC’s Share Class Selection ...
Banking/Financial Services
2019-03-11 3:33 PM ET | Newsfile SEC Press Digest