Latest Regulatory Announcements from Newsfile Corp.

Official announcements from the United States Securities and Exchange Commission (SEC) highlighting recent actions taken by the Agency and other newsworthy information.

SEC Names Kenneth A. Johnson as Chief Operating Officer
2017-12-14 3:17 PM ET | Newsfile SEC Press Digest
Division of Trading and Markets Deputy Director Gary Barnett to Retire
2017-12-13 6:01 PM ET | Newsfile SEC Press Digest
SEC Appoints New Chairman and Board Members to PCAOB
2017-12-12 3:31 PM ET | Newsfile SEC Press Digest
SEC Charges Biopharmaceutical Company With Failing to Properly Disclose Perks for Executives
2017-12-12 12:49 PM ET | Newsfile SEC Press Digest
Stock Trader Charged in Insider Trading Ring
2017-12-11 4:14 PM ET | Newsfile SEC Press Digest
Company Halts ICO After SEC Raises Registration Concerns
2017-12-11 11:48 AM ET | Newsfile SEC Press Digest
SEC Modifies Approach to Form N-PORT Filing Requirements
2017-12-08 1:56 PM ET | Newsfile SEC Press Digest
Daniel Michael Named Chief of Enforcement Division’s Complex Financial Instruments Unit
2017-12-07 5:10 PM ET | Newsfile SEC Press Digest
Broker Charged With Defrauding Investors
2017-12-07 4:53 PM ET | Newsfile SEC Press Digest
SEC Continues Crackdown on Brokers Defrauding Customers
2017-12-06 11:14 AM ET | Newsfile SEC Press Digest
Former Company Insider Earns More Than $4.1 Million for Whistleblower Tip
2017-12-05 11:56 AM ET | Newsfile SEC Press Digest
Digital Display Advertising Firm, Executives Charged With Bilking Investors
2017-12-04 5:57 PM ET | Newsfile SEC Press Digest
Audit Firm Charged With Fraud Relating to Auditing of Penny Stock Companies
2017-12-04 4:23 PM ET | Newsfile SEC Press Digest
SEC Emergency Action Halts ICO Scam
2017-12-04 9:09 AM ET | Newsfile SEC Press Digest
SEC Charges Florida Penny Stock Operators With Defrauding Elderly Investors in Push to Crack Down on Repeat Offenders
2017-11-30 2:54 PM ET | Newsfile SEC Press Digest
Division of Corporation Finance Chief Accountant Mark Kronforst to Leave SEC
2017-11-30 11:18 AM ET | Newsfile SEC Press Digest
More Than $16 Million Awarded to Two Whistleblowers
2017-11-30 11:16 AM ET | Newsfile SEC Press Digest
SEC Ratifies Appointment of Administrative Law Judges
2017-11-30 10:06 AM ET | Newsfile SEC Press Digest
SEC Announces Agenda for December 7 Investor Advisory Committee Meeting
2017-11-27 12:47 PM ET | Newsfile SEC Press Digest
Long Island Town and Former Top Official Charged With Defrauding Municipal Investors
2017-11-21 1:26 PM ET | Newsfile SEC Press Digest
SEC Names Paul G. Cellupica as Deputy Director of the Division of Investment Management
2017-11-20 4:26 PM ET | Newsfile SEC Press Digest
SEC Announces Agenda and Panelists for the 36th Annual Small Business Forum
2017-11-16 3:35 PM ET | Newsfile SEC Press Digest
SEC Enforcement Division Issues Report on Priorities and FY 2017 Results
2017-11-15 5:50 PM ET | Newsfile SEC Press Digest
SEC Announces the Formation and First Members of Fixed Income Market Structure Advisory Committee
2017-11-09 6:50 PM ET | Newsfile SEC Press Digest
SEC Warns Investors About Paid-to-Click Scams
2017-11-07 11:32 AM ET | Newsfile SEC Press Digest
SEC Charges Biotech Company, Executives With Accounting Fraud
2017-11-02 8:38 PM ET | Newsfile SEC Press Digest
Charles Cain Named Chief of Foreign Corrupt Practices Unit
2017-11-02 4:47 PM ET | Newsfile SEC Press Digest
David Glockner, Regional Director of Chicago Office, to Leave SEC
2017-11-01 3:23 PM ET | Newsfile SEC Press Digest
Petroleum Engineer Settles Charges of Insider Trading Ahead of Oil Discovery Announcement
2017-11-01 1:44 PM ET | Newsfile SEC Press Digest
Millennium Settles Charges of Illegal Short Selling in Advance of Stock Offerings
2017-10-31 2:32 PM ET | Newsfile SEC Press Digest
Day Trader Charged in Brokerage Account Takeover Scheme
2017-10-30 10:12 AM ET | Newsfile SEC Press Digest
SEC Names Peter B. Driscoll as Director of the Office of Compliance Inspections and Examinations
2017-10-26 3:58 PM ET | Newsfile SEC Press Digest
SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions
2017-10-26 6:11 AM ET | Newsfile SEC Press Digest
Former Private Equity Firm Partner Charged With Secretly Billing Clients for His Vacations and Salon Visits
2017-10-25 3:01 PM ET | Newsfile SEC Press Digest
SEC Names Brett Redfearn as Director of the Division of Trading and Markets
2017-10-18 3:34 PM ET | Newsfile SEC Press Digest
SEC Announces 2017 Government-Business Forum to Be Held at University of Texas at Austin
2017-10-18 10:06 AM ET | Newsfile SEC Press Digest
Rio Tinto, Former Top Executives Charged With Fraud
2017-10-17 4:03 PM ET | Newsfile SEC Press Digest
SEC Announces Whistleblower Award of More Than a Million Dollars
2017-10-12 9:52 AM ET | Newsfile SEC Press Digest
Lawyers Charged With Assisting a Microcap Fraud Scheme
2017-10-11 2:58 PM ET | Newsfile SEC Press Digest
SEC Files Charges in Snack Company Investment Scam
2017-10-11 2:22 PM ET | Newsfile SEC Press Digest
SEC Proposes Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure
2017-10-11 11:19 AM ET | Newsfile SEC Press Digest
Walter Jospin, Regional Director of the SEC’s Atlanta Office, to Leave the Agency
2017-10-10 3:37 PM ET | Newsfile SEC Press Digest
Robert Evans III Named Chief of the Office of International Corporate Finance in SEC’s Division of Corporation Finance
2017-10-06 4:08 PM ET | Newsfile SEC Press Digest
Investment Adviser Charged in Multi-Million Dollar Options Trading Scheme
2017-10-05 10:19 AM ET | Newsfile SEC Press Digest
SEC Charges Penny-Stock Operators in Push to Crack Down on Repeat Offenders
2017-10-03 3:15 PM ET | Newsfile SEC Press Digest
World Investor Week Brings Together Securities Regulators on Six Continents to Promote Investor Education and Protection
2017-10-02 11:42 AM ET | Newsfile SEC Press Digest
Chairman Clayton Provides Update on Review of 2016 Cyber Intrusion Involving EDGAR System
2017-10-02 10:13 AM ET | Newsfile SEC Press Digest
SEC Exposes Two Initial Coin Offerings Purportedly Backed by Real Estate and Diamonds
2017-09-29 4:47 PM ET | Newsfile SEC Press Digest
Former Corporate Insider, Middleman Tipper, and Six Traders Charged With Insider Trading
2017-09-29 3:51 PM ET | Newsfile SEC Press Digest
Fee Rate Advisory #2 for Fiscal Year 2018
2017-09-29 2:04 PM ET | Newsfile SEC Press Digest

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