Meeting Agenda

U.S. Securities and Exchange Commission
Investor Advisory Committee
March 11, 2021

10:00 a.m.Welcome Remarks
10:25 a.m.Approval of Minutes of Previous Meeting
10:30 a.m.

Follow-On Panel Discussion Regarding Self-Directed Individual Retirement Accounts (IRAs)

Moderated by:

  • Lori Lucas, President and CEO, Employee Benefit Research Institute

Panelists:

  • William R. Carrigan, Deputy Commissioner for Securities, Vermont Department of Financial Regulation
  • Courtney Eccles, Director, Secure Choice Savings Program, Illinois State Treasurer's Office
  • Michael P. Kreps, Principal, Groom Law Group, Chartered
  • Mary L. Mohr, Executive Director, Retirement Industry Trust Association
  • J. Spencer Williams, Founder, President & CEO, Retirement Clearinghouse
12:00 p.m.Lunch/Non-Public Administrative Session
1:00 p.m.

Panel Discussion Regarding Special Purpose Acquisition Companies (SPACs)

Moderated by:

  • Christopher Mirabile, Senior Managing Director and Board Member, Launchpad Venture Group, and Chair Emeritus, Angel Capital Association

Panelists:

  • Jocelyn Arel, Partner; National Head of SPAC Practice, Goodwin Procter LLP
  • Michael O’Donovan, Partner, Strategic Advisory Group, PJT Partners
  • Michael Ohlrogge, Assistant Professor of Law, NYU School of Law
  • Dan Primack, Business Editor, Axios
  • Dana Settle, Co-Founder & Partner, Greycroft, and Chair of Powered Brands
2:30 p.m.Discussion of Recommendation Regarding Minority and Underserved Inclusion
3:00 p.m.Discussion of Recommendation Regarding Credit Rating Agencies
3:30 p.m.Subcommittee Reports
4:00 p.m.Adjourn