Latest Regulatory Announcements from Newsfile Corp.

Official announcements from the United States Securities and Exchange Commission (SEC) highlighting recent actions taken by the Agency and other newsworthy information.

Long Island Town and Former Top Official Charged With Defrauding Municipal Investors
2017-11-21 1:26 PM ET | Newsfile SEC Press Digest
SEC Names Paul G. Cellupica as Deputy Director of the Division of Investment Management
2017-11-20 4:26 PM ET | Newsfile SEC Press Digest
SEC Announces Agenda and Panelists for the 36th Annual Small Business Forum
2017-11-16 3:35 PM ET | Newsfile SEC Press Digest
SEC Enforcement Division Issues Report on Priorities and FY 2017 Results
2017-11-15 5:50 PM ET | Newsfile SEC Press Digest
SEC Announces the Formation and First Members of Fixed Income Market Structure Advisory Committee
2017-11-09 6:50 PM ET | Newsfile SEC Press Digest
SEC Warns Investors About Paid-to-Click Scams
2017-11-07 11:32 AM ET | Newsfile SEC Press Digest
SEC Charges Biotech Company, Executives With Accounting Fraud
2017-11-02 8:38 PM ET | Newsfile SEC Press Digest
Charles Cain Named Chief of Foreign Corrupt Practices Unit
2017-11-02 4:47 PM ET | Newsfile SEC Press Digest
David Glockner, Regional Director of Chicago Office, to Leave SEC
2017-11-01 3:23 PM ET | Newsfile SEC Press Digest
Petroleum Engineer Settles Charges of Insider Trading Ahead of Oil Discovery Announcement
2017-11-01 1:44 PM ET | Newsfile SEC Press Digest
Millennium Settles Charges of Illegal Short Selling in Advance of Stock Offerings
2017-10-31 2:32 PM ET | Newsfile SEC Press Digest
Day Trader Charged in Brokerage Account Takeover Scheme
2017-10-30 10:12 AM ET | Newsfile SEC Press Digest
SEC Names Peter B. Driscoll as Director of the Office of Compliance Inspections and Examinations
2017-10-26 3:58 PM ET | Newsfile SEC Press Digest
SEC Announces Measures to Facilitate Cross-Border Implementation of the European Union's MiFID II's Research Provisions
2017-10-26 6:11 AM ET | Newsfile SEC Press Digest
Former Private Equity Firm Partner Charged With Secretly Billing Clients for His Vacations and Salon Visits
2017-10-25 3:01 PM ET | Newsfile SEC Press Digest
SEC Names Brett Redfearn as Director of the Division of Trading and Markets
2017-10-18 3:34 PM ET | Newsfile SEC Press Digest
SEC Announces 2017 Government-Business Forum to Be Held at University of Texas at Austin
2017-10-18 10:06 AM ET | Newsfile SEC Press Digest
Rio Tinto, Former Top Executives Charged With Fraud
2017-10-17 4:03 PM ET | Newsfile SEC Press Digest
SEC Announces Whistleblower Award of More Than a Million Dollars
2017-10-12 9:52 AM ET | Newsfile SEC Press Digest
Lawyers Charged With Assisting a Microcap Fraud Scheme
2017-10-11 2:58 PM ET | Newsfile SEC Press Digest
SEC Files Charges in Snack Company Investment Scam
2017-10-11 2:22 PM ET | Newsfile SEC Press Digest
SEC Proposes Rules to Implement FAST Act Mandate to Modernize and Simplify Disclosure
2017-10-11 11:19 AM ET | Newsfile SEC Press Digest
Walter Jospin, Regional Director of the SEC’s Atlanta Office, to Leave the Agency
2017-10-10 3:37 PM ET | Newsfile SEC Press Digest
Robert Evans III Named Chief of the Office of International Corporate Finance in SEC’s Division of Corporation Finance
2017-10-06 4:08 PM ET | Newsfile SEC Press Digest
Investment Adviser Charged in Multi-Million Dollar Options Trading Scheme
2017-10-05 10:19 AM ET | Newsfile SEC Press Digest
SEC Charges Penny-Stock Operators in Push to Crack Down on Repeat Offenders
2017-10-03 3:15 PM ET | Newsfile SEC Press Digest
World Investor Week Brings Together Securities Regulators on Six Continents to Promote Investor Education and Protection
2017-10-02 11:42 AM ET | Newsfile SEC Press Digest
Chairman Clayton Provides Update on Review of 2016 Cyber Intrusion Involving EDGAR System
2017-10-02 10:13 AM ET | Newsfile SEC Press Digest
SEC Exposes Two Initial Coin Offerings Purportedly Backed by Real Estate and Diamonds
2017-09-29 4:47 PM ET | Newsfile SEC Press Digest
Former Corporate Insider, Middleman Tipper, and Six Traders Charged With Insider Trading
2017-09-29 3:51 PM ET | Newsfile SEC Press Digest
Fee Rate Advisory #2 for Fiscal Year 2018
2017-09-29 2:04 PM ET | Newsfile SEC Press Digest
Barred Broker Charged in Real Estate Investment Scheme
2017-09-29 2:02 PM ET | Newsfile SEC Press Digest
SEC Provides Regulatory Relief and Assistance for Hurricane Victims
2017-09-29 7:46 AM ET | Newsfile SEC Press Digest
SEC Detects Brokers Defrauding Customers
2017-09-28 4:45 PM ET | Newsfile SEC Press Digest
Andrew Calamari, Regional Director of the SEC’s New York Office, to Leave the Agency After 17 Years of Service
2017-09-28 3:15 PM ET | Newsfile SEC Press Digest
Medical Manufacturer Settles Accounting Fraud Charges
2017-09-28 10:54 AM ET | Newsfile SEC Press Digest
Stock Market Analyst Barred for Illegally Cashing In On His Research Reports
2017-09-26 3:15 PM ET | Newsfile SEC Press Digest
SEC Announces Enforcement Initiatives to Combat Cyber-Based Threats and Protect Retail Investors
2017-09-25 5:52 PM ET | Newsfile SEC Press Digest
Pharmaceutical Company Paying Penalty for Misleading Investors About Sales Metric
2017-09-22 12:03 PM ET | Newsfile SEC Press Digest
SEC Announces Agenda for October 12 Investor Advisory Committee Meeting
2017-09-22 11:12 AM ET | Newsfile SEC Press Digest
SEC Suspends Trading in Company Purporting Involvement in Hurricane Harvey Relief Efforts
2017-09-22 9:50 AM ET | Newsfile SEC Press Digest
SEC Adopts Interpretive Guidance on Pay Ratio Rule
2017-09-21 3:31 PM ET | Newsfile SEC Press Digest
Telecommunications Company Paying $965 Million For FCPA Violations
2017-09-21 12:54 PM ET | Newsfile SEC Press Digest
SEC Chairman Clayton Issues Statement on Cybersecurity
2017-09-20 7:23 PM ET | Newsfile SEC Press Digest
Thomas J. Butler Named an Associate Regional Director for Examinations in New York Regional Office
2017-09-20 12:07 PM ET | Newsfile SEC Press Digest
CEO Charged With Using Secret Accounts for Insider Trading in Company Stock
2017-09-20 11:22 AM ET | Newsfile SEC Press Digest
Catherine McGuire to Retire After More Than 40 Years at the SEC
2017-09-19 2:42 PM ET | Newsfile SEC Press Digest
Ken C. Joseph, Head of Investment Adviser/Investment Company Examination Program in SEC's New York Regional Office, to Leave SEC After 21 Years of Service
2017-09-15 1:51 PM ET | Newsfile SEC Press Digest
SunTrust Charged With Improperly Recommending Higher-Fee Mutual Funds
2017-09-14 10:29 AM ET | Newsfile SEC Press Digest
SEC Monitoring Impact of Hurricane Irma on Capital Markets, Continues to Monitor Impact of Hurricane Harvey
2017-09-13 4:45 PM ET | Newsfile SEC Press Digest

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