Latest Regulatory Announcements from Newsfile Corp.

Official announcements from the United States Securities and Exchange Commission (SEC) highlighting recent actions taken by the Agency and other newsworthy information.

SEC Names Peter Uhlmann Managing Executive in Chairman's Office
2017-05-25 10:47 AM ET | Newsfile SEC Press Digest
SEC Files Charges in Trading Scheme Involving Confidential Government Information
2017-05-24 11:07 AM ET | Newsfile SEC Press Digest
SEC and MSRB to Hold Webinar on Series 50 Exam for Municipal Advisors
2017-05-23 3:31 PM ET | Newsfile SEC Press Digest
SEC Charges Fake Filer With Manipulating Fitbit Stock
2017-05-19 1:34 PM ET | Newsfile SEC Press Digest
David Peavler, Associate Director of Enforcement in Fort Worth Office, to Leave SEC
2017-05-19 11:46 AM ET | Newsfile SEC Press Digest
SEC Names Robert B. Stebbins as General Counsel
2017-05-15 5:12 PM ET | Newsfile SEC Press Digest
SEC Names Sean Memon Deputy Chief of Staff
2017-05-15 5:04 PM ET | Newsfile SEC Press Digest
SEC Names Jaime Klima Chief Counsel
2017-05-15 5:03 PM ET | Newsfile SEC Press Digest
SEC Charges Former Head Traders at Nomura With Fraud
2017-05-15 11:27 AM ET | Newsfile SEC Press Digest
SEC Names Lucas Moskowitz Chief of Staff
2017-05-11 6:32 PM ET | Newsfile SEC Press Digest
Law Firm Partner and Neighbor Charged in $1 Million Insider Trading Scheme
2017-05-11 4:26 PM ET | Newsfile SEC Press Digest
SEC Charges CEO With Failing to Disclose Perks to Shareholders
2017-05-11 12:07 PM ET | Newsfile SEC Press Digest
Barclays to Pay $97 Million for Overcharging Clients
2017-05-10 12:02 PM ET | Newsfile SEC Press Digest
William Hinman Named Director of Division of Corporation Finance
2017-05-09 4:10 PM ET | Newsfile SEC Press Digest
SEC Charges Former Staffer With Securities Fraud Violations
2017-05-09 1:06 PM ET | Newsfile SEC Press Digest
Firm, CEO Settle Charges in Ponzi-Like Scheme Involving Life Settlements
2017-05-04 1:21 PM ET | Newsfile SEC Press Digest
SEC, FINRA Announce National Compliance Outreach Program for Broker-Dealers
2017-05-03 12:26 PM ET | Newsfile SEC Press Digest
Whistleblower Award of More Than Half-Million Dollars for Company Insider
2017-05-02 4:10 PM ET | Newsfile SEC Press Digest
SEC and NYU to Host Forum on Reviving IPO Market to Help Drive Economy, Create Jobs
2017-05-02 4:10 PM ET | Newsfile SEC Press Digest
Semiconductor Company and Former CFO Settle Accounting Fraud Charges
2017-05-01 4:33 PM ET | Newsfile SEC Press Digest
SEC Charges EB-5 Operator With Securities Fraud
2017-04-28 1:17 PM ET | Newsfile SEC Press Digest
Executives Charged in Connection With Accounting Failures at Government Contractor
2017-04-28 10:43 AM ET | Newsfile SEC Press Digest
Broker Charged With Defrauding Customers
2017-04-25 3:38 PM ET | Newsfile SEC Press Digest
SEC Awards Nearly $4 Million to Whistleblower
2017-04-25 3:36 PM ET | Newsfile SEC Press Digest
Investment Bank VP Charged With Insider Trading
2017-04-24 6:03 PM ET | Newsfile SEC Press Digest
Portfolio Manager Charged With Diverting Nearly $2 Million to Personal Account
2017-04-24 1:23 PM ET | Newsfile SEC Press Digest
Telecom Executives Agree to Pay Penalties For FCPA Violations
2017-04-24 11:19 AM ET | Newsfile SEC Press Digest
SEC Freezes Brokerage Accounts Behind Alleged Insider Trading
2017-04-14 11:07 AM ET | Newsfile SEC Press Digest
SEC Charges Firms Involved in Layering, Manipulation Schemes
2017-03-10 4:39 PM ET | Newsfile SEC Press Digest
Executives Charged With Manipulating Company’s Accounting Systems to Steal Money
2017-03-10 4:29 PM ET | Newsfile SEC Press Digest
SEC Charges Marijuana-Related Company and Executives With Touting Bogus Revenues
2017-03-09 6:16 PM ET | Newsfile SEC Press Digest
SEC Economist Receives Award for Academic Work on Market Insights
2017-03-06 4:01 PM ET | Newsfile SEC Press Digest
SEC Charges Mexico-Based Homebuilder in $3.3 Billion Accounting Fraud
2017-03-03 11:12 AM ET | Newsfile SEC Press Digest
SEC’s Office of the Investor Advocate to Hold Evidence Summit, Launch Investor Research Initiative
2017-03-02 1:07 PM ET | Newsfile SEC Press Digest
SEC Posts Notice of Availability of IFRS Taxonomy
2017-03-01 5:11 PM ET | Newsfile SEC Press Digest
SEC Votes to Seek Public Input on Possible Change to Industry Guide 3
2017-03-01 2:55 PM ET | Newsfile SEC Press Digest
SEC Approves Rules to Ease Investor Access to Exhibits in Company Filings
2017-03-01 2:53 PM ET | Newsfile SEC Press Digest
SEC Proposes Inline XBRL Filing of Tagged Data
2017-03-01 2:50 PM ET | Newsfile SEC Press Digest
SEC Proposes Rule Amendments to Improve Municipal Securities Disclosures
2017-03-01 2:49 PM ET | Newsfile SEC Press Digest
SEC Announces Agenda for March 9 Investor Advisory Committee Meeting
2017-02-23 4:49 PM ET | Newsfile SEC Press Digest
SEC Staff Issues Guidance Update and Investor Bulletin on Robo-Advisers
2017-02-23 12:47 PM ET | Newsfile SEC Press Digest
SEC to Host Crowdfunding Dialogue February 28
2017-02-21 12:57 PM ET | Newsfile SEC Press Digest
SEC, NASAA Sign Info-Sharing Agreement for Crowdfunding and Other Offerings
2017-02-17 1:14 PM ET | Newsfile SEC Press Digest
SEC Announces Cases Related to Disclosures During Battles for Corporate Control
2017-02-14 5:10 PM ET | Newsfile SEC Press Digest
SEC Charges Fuel Cell Company and Officers With Defrauding Investors
2017-02-14 5:08 PM ET | Newsfile SEC Press Digest
Purported Real Estate Investment Manager Settles Fraud Charges
2017-02-14 1:48 PM ET | Newsfile SEC Press Digest
Morgan Stanley Settles Charges Related to ETF Investments
2017-02-14 1:02 PM ET | Newsfile SEC Press Digest
Brokerage Firm Paying Penalty for Compliance and Trading Surveillance Failures
2017-02-13 3:48 PM ET | Newsfile SEC Press Digest
SEC Charges Chinese Citizens Who Reaped Massive Profits From Insider Trading on Comcast-Dreamworks Acquisition
2017-02-10 3:44 PM ET | Newsfile SEC Press Digest
SEC Announces Agenda for February 15 Meeting of the Advisory Committee on Small and Emerging Companies
2017-02-08 5:12 PM ET | Newsfile SEC Press Digest

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